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BCP Summary

BEACON CAPITAL MANAGEMENT

Business Continuity Plan Summary Notice

In its own best interests and pursuant to FINRA and SEC regulation, BEACON CAPITAL MANAGEMENT. (“Beacon”) has a Business Continuity Plan (“BCP”) in place to prepare for the possibility of future significant business disruptions (“SBD”) ranging in severity from a firm only disruption to a regional disruption. Beacon’s recovery time from an SBD will depend on the severity and significance of the event. Beacon estimates the recovery time to range from three to twenty-four hours. 

Beacon has a functional offsite facility located in Mount Juliet, TN providing an alternative location from which it can reasonably operate under such a SBD.  Beacon’ electronic records, as well as those of its clearing firm, TD Ameritrade Institutional Services & Fidelity Institutional Services are backed-up to a secure off-site location on a weekly basis. In the event of a catastrophic failure on a scale up to and including a citywide disruption, Beacon will continue business operations from this offsite facility.  Clients will continue to contact us via phone at 615-224-9794or 1-800-224-9094 and/or our clearing firms, TD Ameritrade at 1-800-431-3500 and/or Fidelity at 1-800-735-3756. Alternatively, clients may access the following Web sites to contact us and/or our clearing firm: www.beaconcm.com or www.tdinstitutional.com or www.fiws.fidelity.com. If you have any questions regarding this summary, please call 615-224-9794.